Value proposition

A leading provider of compliance technology solutions

ComplySci by COMPLY believes advanced compliance technology empowers compliance professionals to transform their business. Built for institutional investors, including some of the world’s largest financial institutions, private equity firms and hedge funds, ComplySci’s scalable and sophisticated platform helps our clients stay ahead of risk and unlock the strategic potential of their compliance data. Our regulatory technology solutions help compliance organizations identify, monitor, manage and report on risk and conflicts of interest, including personal trading, gifts and entertainment, political contributions, outside business affiliations and other Code of Ethics violations.

ComplySci is part of the COMPLY portfolio of firms, which includes ComplySci, RIA in a Box, NRS and illumis. Learn more at complysci.com.

Regulatory Compliance Software, Personal Trading, Code of Ethics, Certifications/Attestations, Electronic Broker Feed, Restricted List, Front Running, Compliance, Political Contributions, Insider Trading, Conflict of Interest, Outside Business Affiliations, and Risk Management