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157 1,714Activities
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Entity types
Location
89 Canterbury St #501, Saint John, NB E2L 2C7, Canada
Saint John
Canada
Employees
Scale: 51-200
Estimated: 54
Engaged corporates
2Added in Motherbase
4 years, 10 months agoProtecting Investors & Market Integrity
Changing the way compliance is done Globally.
Four Eyes Financial is a pioneering force within wealth management, addressing major challenges that face financial institutions. Our innovative approach increases capacity and reduces costs by leveraging a cloud-native Intelligent Compliance Platform that efficiently gathers data for use across back, mid, and front-office workflows. Empowering wealth management firms to streamline operations by consolidating vendors, minimizing endpoint products, and maximizing both cost and time in the integration of their daily custodial data through a unified platform rather than engaging with multiple vendors.
The Intelligent Compliance Platform stands as the only cloud-native solution in Canada and provides a comprehensive suite of services for robust compliance management.
Risk 7 | Trade Surveillance & Suitability, KYC & KYP
4ms (Forms) | Digital Onboarding & KYC Maintenance
Discovery Zone | Client Portal
The platform allows wealth management firms to exceed current regulatory requirements and be positioned for future challenges with a flexible architecture built for change.
2023- Best Innovative Technology Solution (CRTA)
2022- Canadian RegTech Company of the Year (CRTA)
2022- Best Wealth Management Regulatory Solution (CRTA)
2021- Best Compliance as a Service Solution (CRTA)
2021- 5-Star Leading Women in Wealth Award (Wealth Professional)
Trade Conduct Reviews, Trade Surveillance & Suitability, Compliance Communications, KYC Management, Product Shelf Management, Digital Onboarding & Account Maintenance, Product Risk Ratings, and Risk Tolerance & IPS Generator
Corporate | Type | Tweets | Articles | |
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![]() EY Consulting, audit, IT Services and IT Consulting | EY Consulting, audit, IT Services and IT Consulting | Other 17 Nov 2023 | | |
![]() Amazon Web Services (AWS) IT services, IT Services and IT Consulting | Amazon Web Services (AWS) IT services, IT Services and IT Consulting | Not capitalistic Not partnership Event 30 Jun 2022 | |