Value proposition

Protecting Investors & Market Integrity

Changing the way compliance is done Globally.

Four Eyes Financial is a pioneering force within wealth management, addressing major challenges that face financial institutions. Our innovative approach increases capacity and reduces costs by leveraging a cloud-native Intelligent Compliance Platform that efficiently gathers data for use across back, mid, and front-office workflows. Empowering wealth management firms to streamline operations by consolidating vendors, minimizing endpoint products, and maximizing both cost and time in the integration of their daily custodial data through a unified platform rather than engaging with multiple vendors.

The Intelligent Compliance Platform stands as the only cloud-native solution in Canada and provides a comprehensive suite of services for robust compliance management.

Risk 7 | Trade Surveillance & Suitability, KYC & KYP
4ms (Forms) | Digital Onboarding & KYC Maintenance
Discovery Zone | Client Portal

The platform allows wealth management firms to exceed current regulatory requirements and be positioned for future challenges with a flexible architecture built for change.

2023- Best Innovative Technology Solution (CRTA)
2022- Canadian RegTech Company of the Year (CRTA)
2022- Best Wealth Management Regulatory Solution (CRTA)
2021- Best Compliance as a Service Solution (CRTA)
2021- 5-Star Leading Women in Wealth Award (Wealth Professional)


Trade Conduct Reviews, Trade Surveillance & Suitability, Compliance Communications, KYC Management, Product Shelf Management, Digital Onboarding & Account Maintenance, Product Risk Ratings, and Risk Tolerance & IPS Generator